Which is the best voting scheme?

To become the most powerful human on the planet, you really only need the support of about 7% of Americans.

I have a friend who filled out his entire 2016 general election ballot except for one spot, right at the very top: the spot for President of the United States. It wasn’t that he felt both candidates were equal in measure, and it wasn’t that he didn’t want to. He just couldn’t bear to. When it came time to bubble in the circle next to “Hillary Clinton,” he could feel a sickly unease growing in his gut. Endorsing either Clinton or Trump was too loathsome a prospect for him to contend. Anyone he might have voted for—including the likes of both Bernie Sanders and John Kasich—wasn’t on the ballot. But why was that? And why were the two most historically unliked candidates of any modern American presidential election the only two with a realistic chance of winning?

The answer lies with the American voting system, which only allows one vote for one candidate per ballot—a system known as Plurality, or First-past-the-post. When you’ve only got the one vote, you can’t waste it, and when third-placing parties are seen as a waste of a vote, voters will flock to the top two parties. This is where our 7% figure starts to come into play: To win the presidency, a candidate needs only win the primary of whichever party is stronger that year. Once they’ve won the primary, the infernal machine of partisanship will starts its engines, herding voters who despise the opposition (because the other party is obviously full of ignorance, incompetence, or sheer insanity). The general election narrows the field of two candidates down to one; it’s the primaries that narrow from two-hundred and fifty million Americans down to two. Thus, a politician like Donald Trump could find success with his 44.9% of the Republican primary’s votes, of which an embarrassing 14.8% of eligible voters participated in, for a grand product of less than 7%.

Admittedly, this estimation glosses over the influence of swing voters, but the fact remains that the proportion of key voters is far too low—all thanks to Plurality voting, the worst among many options. There’s Borda count, Nanson’s method, majority judgement, two-round systems, and a myriad other schemes, each with its idiosyncratic upsides, downsides, staunch supporters, and vociferous critics. This article briefly covers the ones I think most important to know, while arguing for the one I think best. I hope I can convince you, but anything I argue unconvincingly, I assure you, will already have articles written on it for both sides. Google (or Google Scholar) is your friend!

Forget voting, trial by combat’s where it’s at.

What should a voting scheme ideally achieve? Roughly speaking, a perfect voting scheme would elect the candidate most preferred by the most people. But there are two major problems with this: One, rarely do “most people” prefer the “most preferred” candidate—and if that sounds confusing, don’t worry, I’ve got a superhero-centric example coming up to explain it. And two—the bigger problem—most people lie.

% of voters True candidate preferences
55% Captain America (10/10) > Spiderman (7/10) > Iron Man (1/10)
45% Iron Man (9/10) > Spiderman (7/10) > Captain America (2/10)

In the above example, Captain America and Iron Man are people’s top choices, but Spiderman is everyone’s second favorite, universally ranked at a respectable-but-not-superb 7 out of 10. Who should win the election, Cap’ or Spidey? I would say Spidey. Others might say Cap’. But Spidey should at the very least have a shot at winning—and in Plurality voting, he sure as shots doesn’t.

So that’s problem number one: A good voting scheme needs to consider more than just voters’ top choices if compromise choices like Spiderman (preferred by “most people”) are to ever have a chance. On the other hand, a voting scheme that only ever elects compromise choices would be just as bad; if Spiderman had been ranked at a universal 4/10 instead of 7/10, we would want Captain America (the “most preferred” candidate) to win instead.

Then why not just let voters rate all candidates on a scale from 0 to 10 and elect the candidate with the highest total number of points? That’s Range voting (also known as Score voting), and that’s where problem number two comes in: People lie.

Range voting ballot

I could give Iron Man a 9 and Spidey a 7 to reflect my true preferences. Or I could give both of them a 10 to boost their chances of winning relative to Captain America, who I (in this hypothetical) loathe. This kind of behavior is known as “tactical voting” and is on full display in Plurality voting: Many liberals, for instance, vote Democrat instead of for more progressive parties because they know only Democrats and Republicans stand a chance of winning. This creates a feedback loop whereby the more people who tactically vote, the stronger the primary two parties become, the more people tactically vote, and that’s how a freedom of two-hundred and fifty million choices becomes constricted down to two. With regards to Range voting, this means most people will give either a 0 or a 10 to all candidates (essentially reducing the scheme to a needlessly complex version of one called Approval voting).

If people can’t be trusted to rate candidates sincerely, what if they were forced to rank them? Many voting schemes are built off of ordered rankings, and I’ll cover two of the most commonly discussed ones: Condorcet, and Instant-Runoff Voting (IRV).

% of voters True candidate preferences
46% Black Widow > Hawkeye > Nick Fury
9% Hawkeye > Black Widow > Nick Fury
45% Nick Fury > Hawkeye > Black Widow

Condorcet takes the idea of Round-Robin tournaments and applies it to voting, positing that the best candidate is the one that would win against the most other candidates in imaginary head-to-head contests. In the example above, 55% of voters prefer Black Widow to Nick Fury, so she gets one “win” there. The same 55% of voters prefer Hawkeye to Nick Fury, so he gets one win there, and 54% of voters prefer Hawkeye to Black Widow, so he gets a second win:

Hawkeye > Nick Fury
Hawkeye > Black Widow
Black Widow > Nick Fury

And Hawkeye wins the election. That’s good news for our humble archer, but there’s a major drawback: Moderates always win Condorcet competitions. Taking us back to the real world, for a moment, who would a Hillary Clinton hater rank higher between her or some random Joe Schmoe moderate? And who would a Donald Trump hater rank higher between him and the Joe Schmoe? Joe Schmoe will win by virtue of being the least hated, even if he is bereft of virtues himself.

Also, Spidey would stand no chance of winning against Cap’ in a Condorcet method either. And that’s not cool.

Alright, alright, I admit it. I’m biased. Spiderman’s totally my favorite.

Instant-Runoff Voting proceeds by eliminating the least favorite candidate, then doing a recount with that candidate struck from all ballots, then eliminating the next least favorite candidate, recounting, and so on until only one candidate remains. This scheme is used in various provinces and municipalities around the world, and most notably elects Australia’s House of Representatives. And though it’s better than Plurality, it still puts too much emphasis on first place votes, and thus still encourages the same kind of tactical voting that leads to two candidate dominance.

% of voters True candidate preferences
34 Hulk > Star-Lord > Thor
17 Star-Lord > Hulk > Thor
49 Thor > Star-Lord > Hulk

In this example, Star-Lord is eliminated first. The 17% of ballots that ranked him first now support Hulk as first, giving Hulk a 51% majority and a win over Thor—despite the fact that 66% of voters would have preferred Star-Lord, and are now incentivized to tactically vote for him instead of Thor.

Also, Spidey still doesn’t stand a shot of winning.

As it turns out, any preferential ranking system will lead to tactical voting, as proven by the difficult-to-pronounce Gibbard–Satterthwaite theorem. But if ranking systems are all flawed, what’s the alternative?

Approval voting.

Approval voting ballot

Of all the options I’ve encountered since beginning my research on this topic, Approval voting—now my favorite option—had always been by far the easiest option for me to dismiss. It’s simple a scheme: You vote for as many candidates as you want but neither rank nor rate them, and the candidate listed on the most ballots is the one who wins. Simple, and yet unintuitive: To better reflect the preferences of a population, a perfect voting scheme should collect more information about individuals’ preferences, not less. Voting for Thor and Star-Lord doesn’t feel enough; I want to vote Thor higher than Star-Lord. I want my ballot to reflect my desires: for Thor to have the best chance of winning, and Star-Lord the second best.

Unfortunately, I was born in a universe where I can’t always get what I want. Approval voting makes the effect of my ballot clear: Either I’m supporting Star-Lord or I’m not. Ranking systems lead to tactical voting, which leads to aggregation of power, which imbalances the scales. With Approval voting, every candidate stands a chance.

Even Spidey.

The question of whether Spiderman would defeat Captain America, in that original example, depends. It depends on how many voters choose to support only their top candidate. Maybe Cap’ wins one election, which will lead to disenchanted Iron Man voters approving Spidey next time and giving him the next win. Then if Spidey governs poorly, some proportion of both Cap’ and Iron Man voters will cease to approve of Spidey, and the pendulum will swing back, and what we see is something missing, in a way, from all the other schemes: an equilibrium.

And my friend? With the two-party stranglehold on, he’d be able to vote for Bernie Sanders, or John Kasich, or whoever else—as would the rest of the nation. He’d have had a voice despite not being one of the approximately 15% of voters who catapulted Clinton and Trump out of the primaries.

Maybe you can come up with an even better system. Maybe play around with existing schemes, tweak the rules, experiment with the parameters. Don’t take my word as gospel; find your own favorite. No matter what you choose, it’ll be better than what we have now in America.

Leave a comment